Databento guides
Trading compliance
A comprehensive handbook on recent regulations and concepts for hedge funds, trading firms, and compliance professionals.
A
B
C
Capital introduction Carried interest Carry pool Cayman Islands CFTC Rule 4.7 CFTC Rule 4.13 Clawback provision Code of ethics Commodity pool operator (CPO) Commodity trading advisor (CTA) Compensation clawback Compliance manual Confidentiality agreement Conflicts of interest Controlled foreign corporation (CFC) Corporate Transparency Act (CTA)
D
F
FINRA Rule 5131 Fair value FATCA FBAR filing FDAP income Feeder fund FinCEN FINRA Rule 2210 FINRA Rule 5130 Foreign Corrupt Practices Act (FCPA) Foreign-derived intangible income (FDII) Form 8621 Form 8938 Form 926 Form ADV Form CPO-PQR Form CTA-PR Form D Form PF Founders' classes Fund administrator Fund of funds Fund-level gate
G
I
J
M
N
P
Performance fee Partner withdrawal Partnership agreement Partnership audit rules Passive foreign investment company (PFIC) Performance advertising Performance attribution Personal trading policy Portfolio concentration Portfolio leverage Portfolio liquidity Post-employment restrictions Private placement memorandum (PPM)
R
S
Schedule 13G Section 704(b) allocations SEC Regulation D SEC Regulation M SEC Regulation S SEC Regulation SHO SEC Rule 10b5-1 SEC Rule 10b5-2 SEC Rule 206(4)-2 SEC Rule 206(4)-7 SEC Rule 206(4)-8 SEC Rule 506(b) SEC Rule 506(c) Schedule 13D Schedule 13F Schedule 13H Section 13(d) Section 13(f) Section 199A deduction Section 3(c)(1) Section 3(c)(7) Section 754 election Securities Act of 1933 Securities Exchange Act of 1934 Seed agreement Segregated accounts Series accounting Short selling Side letter Side pocket Side-by-side structure Soft dollars Soft lock-up Special purpose vehicle (SPV) Subscription agreement Suspensions
Resources
Core concepts
Read our new user guides to learn more about the Databento portal and market data APIs.
Documentation
Build your first application to get started with our live and historical market data APIs.
Unlock market data today with $125 in free credits
Get raw market data with packet capture (PCAP) files
Unlock reference data across global markets
Free credit applies to all of our historical data and subscription plans.
