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Corporate actions events

See also
See also

Corporate actions dataset guide for further details.

Company Meeting (AGM)

Annual General meeting of shareholders is held once a year, usually after the end of the financial year. Also includes other meeting types such as Extraordinary General Meeting, Special General Meeting, Court Ordered Meeting, and Postal Ballot.

  • Event level: Issuer
  • Event category: Proposals
  • Event participation: Voluntary
  • Values for event_subtype:
    • AGM: Annual General Meeting
    • BHM: Bond Holder Meeting
    • CGM: Court Ordered General Meeting
    • EGM: Extraordinary General Meeting
    • GM: General Meeting
    • SGM: Special General Meeting
Calendar Dates
  • primary_date (equal to meeting_date)
  • effective_date (equal to meeting_date)
  • record_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
event_info meeting_number Company Meeting Number
event_info meeting_time Local time for Start of Meeting
event_info address_line1 Address line 1
event_info address_line2 Address line 2
event_info address_line3 Address line 3
event_info address_line4 Address line 4
event_info address_line5 Address line 5
event_info address_line6 Address line 6
event_info city City
event_info country Country Code - ISO 3166-1 (See CNTRY enum)

Announcement (ANN)

Intent of the company to have Corporate Action which may affect the shareholder's value. The intent may or may not materialise into an event.

  • Event level: Issuer
  • Event category: Proposals
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to notification_date)
  • notification_date

Arrangement (ARR)

A general term referring to complex reorganisation of a company or a group of companies and its capital.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory / Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
  • exp_completion_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price

Assimilation (ASSM)

A general term referring to complex reorganisation of a company or a group of companies and its capital.

  • Event level: Listing
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to assimilation_date)
  • effective_date (equal to assimilation_date)
  • payment_date

Buy Back (BB)

Buyback events can also be used to transmit Dutch Auction events.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Voluntary
  • Values for event_subtype:
    • DUTCHAUCT: Dutch Auction
    • null: Generic event, no subtype provided
Calendar Dates
  • primary_date (equal to end_date)
  • effective_date (equal to start_date)
  • record_date
  • payment_date
  • to_date
  • registration_date
  • start_date
  • end_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
event_info buy_back_min_percentage Minimum percentage of the shares outstanding the company will buy back from shareholders.
event_info buy_back_max_percentage Maximum percentage of the shares outstanding the company will buy back from shareholders.
event_info on_off_flag The mechanism adopted by the company for buying back the shares. Default blank. N - On Market i.e. via the exchange. F - Off Market i.e. some other mechanism other than the exchange. (See ONOFFMKT enum)

BBG Composite Change (BBCC)

To allow change in Bloomberg's ticker or the mapping of BBG ID to a Security ID.

  • Event level: Country
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_bbg_comp_id Old Bloomberg Composite ID
event_info new_bbg_comp_id New Bloomberg Composite ID
event_info old_bbg_comp_ticker Old Bloomberg Composite Ticker
event_info new_bbg_comp_ticker New Bloomberg Composite Ticker
event_info old_currency Old Currency Code - ISO 4217 (See CUREN enum)
event_info new_currency New Currency Code - ISO 4217 (See CUREN enum)
event_info old_country Old Country Code - ISO 3166-1 (See CNTRY enum)
event_info new_country New Country Code - ISO 3166-1 (See CNTRY enum)

BBG Figi Change (BBEC)

To allow change in Bloomberg's ticker or the mapping of BBG ID to a ISO 4217 exchange code.

  • Event level: Listing
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_figi Old Bloomberg Exchange ID - Old Figi
event_info new_figi New Bloomberg Exchange ID - New Figi
event_info old_figi_ticker Old Bloomberg Exchange Ticker - Old Figi Ticker
event_info new_figi_ticker New Bloomberg Exchange Ticker - New Figi Ticker
event_info old_currency Old Currency Code - ISO 4217 (See CUREN enum)
event_info new_currency New Currency Code - ISO 4217 (See CUREN enum)
event_info old_exchange Old Exchange Code - ISO 4217 (See EXCHANGE enum)
event_info new_exchange New Exchange Code - ISO 4217 (See EXCHANGE enum)

Bankruptcy (BKRP)

When a company's net worth goes below the country's stipulated guideline. There could be several stages in the Bankruptcy process. Hence, one sees several announcements over a period of time. The end result of Bankruptcy could be revival, sale, re-organisation, liquidation etc.

  • Event level: Issuer
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to filing_date)
  • effective_date (equal to filing_date)
  • notification_date
Dynamic Fields
Parent
Field
Description
date_info emergence_date Emergence from Bankruptcy Date currently used in US only.

Bonus (BON)

Issue of FREE securities to the shareholders of the Company by capitalising the reserves of the company. Security being issued can be an instrument other than Equity Share.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • DPRCPDIV: Depository Receipt Dividend
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
event_info lapsed_premium If the underlying security has a Bonus issue and company decides ADR shares will not have bonus. The company will sell the share on behalf of ADR holders in the market and return the money to ADR holders. So there is no ratio.

Bonus Rights (BR)

A Bonus issue with tradable rights attached. Effectively, a mixture of Bonus and Rights.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory / Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • start_subscription_date
  • end_subscription_date
Dynamic Fields
Parent
Field
Description
rate_info issue_price Issue Price
date_info starttrade_date Start Trade Date
date_info endtrade_date End Trade Date
date_info split_date Split Date
event_info sub_exp_time For a specified date, the time at which the event is set to expire.
event_info sub_exp_time_zone Time Zone of the Expiry Time.
event_info over_subscription A flag to indicate if the shareholders have the option of oversubscribing for the issue. (See BOOLEAN enum)
event_info trading_security_id Security ID of the security that may be created for Trading purposes. (Join with the security_id field)
event_info trading_isin Trading ISIN if applicable/available

Call (CALL)

Where the issue price of a security in an offer is split in such a way that the shareholders have to pay the issue price in installments. Until the full issue price is received by the company the security remains as Partly Paid. A call is a demand to pay an installment.

  • Event level: Security
  • Event category: Distribution Debit
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to due_date)
  • effective_date (equal to due_date)
  • record_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info to_face_value To Face Value
rate_info to_premium To Premium
event_info call_number Number of the call which the company has made on the security. For example: 1st Call, 2nd Call, 3rd Call

Capital Reduction (CAPRD)

Write off of existing Equity Capital of a company by either reducing the par value and/or by cancelling a certain number of shares or capital. If a cash payment is involved then it is described as Return of Capital.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
  • record_date
  • payment_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info par_value_old Old Par Value
rate_info par_value_new New Par Value

Class Action (CLSAC)

Holders of security(ies) of a company combine to file a suit for damages from the company.

  • Event level: Security
  • Event category: Legal Action
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date
  • effective_date
  • start_date
  • end_date
Dynamic Fields
Parent
Field
Description
rate_info settlement_amount Settlement Amount
date_info filing_date Filing Date
date_info lead_plaintiff_deadline_date Lead Plaintiff Deadline Date
date_info proof_filing_deadline_date Proof Filing Deadline Date
date_info claim_filing_deadline_date Claims Filing Deadline Date
date_info objection_deadline_date Objection Deadline Date
date_info exclusion_deadline_date Exclusion Deadline Date
event_info court_id Unique ID of the Court with which the complaint has been filed
event_info case_number Court assigned number of the case
event_info judge Judge's name
event_info case_name Name of the Case
event_info allegations Reasons for which the claimants are initiating a class action. For example: Fraud, Misrepresentation, non-disclosure, insider trading etc. (See ALLEGATION enum)
event_info eligible_securities Securities eligible to participate in the action
event_info investor_class Investor class that can participate in the action (See INVESTCLS enum)
event_info on_behalf_of The Class Action is on behalf of buyer or seller (See ONBEHALF enum)
event_info lead_plaintiff Name of the Lead Plaintiff
event_info case_status Current Status of the case (See ONBEHALF enum)

Consolidation (CONSD)

Increase in the Face/Nominal Value of the security. Company's Equity Capital remains the same but the shares in issue reduces. Opposite of Sub-Division.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Values for event_subtype:
    • CONSD: Reverse Split, currently only used in US events
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info par_value_old Old Par Value
rate_info par_value_new New Par Value

Conversion (CONV)

Details of individual Conversions of a convertible security (For example: Preference Share, Convertible Bond). Also sometimes used to transmit Voluntary Offers.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory / Voluntary
  • Values for event_subtype:
    • BB: Buyback
    • CALL: Call Option Exercised
    • CLAIMSET: Claim Settled
    • DEFPY: Default Payment
    • DR: Drawings
    • DRL: Drawings by lottery
    • ECONV: Early Conversion
    • MAT: Maturity
    • ORD: Ordinary
    • PUT: Put Option Exercised
    • REDEMCLAIM: Redemption Claim
    • WRTDN: Write Down
    • null: Generic event, no subtype provided
Calendar Dates
  • primary_date (equal to from_date)
  • primary_date (equal to to_date)
  • effective_date
  • record_date
  • from_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info price Price
rate_info price_as_percent Price as Percent
date_info settlement_date Settlement Date
event_info part_final Indicates if the conversion is Part or Final. Part conversions may be mandatory. (See PARTFINAL enum)
event_info amount_converted Total value of the Bonds that were converted.
event_info cur_pair Identifies the different currencies involved for the FX rate to be applied - ISO 4217 (See CUREN enum)
event_info fxrate Foreign Exchange Rate

Certificate Exchange (CTX)

Physical exchange of existing certificates for another set of certificates. This may be done in case of sub-division, lot change, name change, exchange of one type of security for another type of security.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to end_date)
  • start_date
  • end_date

Currency Redenomination (CURRD)

Change in Security's Capital Currency For example: French Franc to Euro. This may also result in a Par Value change.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
rate_info par_value_old Old Par Value
rate_info par_value_new New Par Value
event_info old_currency Old Par Value Currency Code - ISO 4217 (See CUREN enum)
event_info new_currency New Par Value Currency Code - ISO 4217 (See CUREN enum)

Distribution (DIST)

Issue of free shares of Company B to the shareholders of Company A. There is no transfer of operations/assets of Company A to Company B. The shareholder continues to hold shares in both Company A and Company B. Hence, the event is distinct from Demerger or Bonus.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • DIST: Spin-Off, currently only used in US events
Calendar Dates
  • primary_date
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price

Dividend (DIV)

Distribution of a company's profits for a given period to the shareholders in Cash and/or Stock.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • CAPDIST: Capital Distribution
    • CAPGAIN: Capital Gain
    • DIV: Forward Split, currently only used in US events
    • INTDIV: Derived from Interest Payment
    • null: Generic event, no subtype provided
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info gross_dividend Gross Dividend
rate_info net_dividend Net Dividend
date_info declaration_date Date Dividend announced by Issuer
date_info periodend_date Period End Date
date_info foreign_ex_date The Date on which the USD Rate to Currency value was taken.
date_info ex_date2 This is the Ex Date value for Stock component of a Dividend with a Paytype of (B)oth Stock and Cash. The main Ex Date field will be for the cash payment portion of the same record.
date_info pay_date2 This is the Payment Date value for Stock component of a Dividend with a Paytype of (B)oth Stock and Cash. The main Payment Date field will be for the cash payment portion of the same record.
event_info marker Dividend Marker (See MARKER enum)
event_info frequency Dividend Frequency (See FREQ enum)
event_info tbaflag The company intends to pay a dividend but the details are yet to be announced. (See BOOLEAN enum)
event_info nil_dividend Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info div_rescind Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info declared_currency Declared Currency Code - ISO 4217 (See CUREN enum)
event_info declared_gross_amount Declared Gross Amount
event_info unused Unused
event_info approx_flag If dividend is temporarily an approximate value. Expect an update. (See BOOLEAN enum)
event_info tax_rate Domestic Withholding Tax Rate
event_info coupon In countries where coupons are to be submitted to obtain a benefit this field is useful.
event_info coupon_id Coupon ID
event_info div_rate Rate of Dividends as a percentage of Par Value.
event_info cur_pair Identifies the different currencies involved for the FX rate to be applied - ISO 4217
event_info dep_fees Depositary Fees - Applies only to DR dividends
event_info dep_fees_currency Depositary Fees Currency Code - ISO 4217 (See CUREN enum)
event_info recind_cash_div Cash Dividend Cancelled. (See BOOLEAN enum)
event_info recind_stock_div Stock Dividend Cancelled. (See BOOLEAN enum)
event_info usd_rate_to_currency USD Exchange Rate for Dividend Currency
event_info div_postponed Indicating Postponement of Dividend Payment (See BOOLEAN enum)

Dividend Investment Fund (DIVIF)

Distribution of a company's profits for a given period to the shareholders in Cash and/or Stock, Interest from interest bearing securities and cash and, where applicable, rental income from property funds.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • DIVACC: Dividend Accumulation
    • DIVINC: Dividend Income
    • INT: Interest Basis Unknown
    • INTACC: Interest Accumulation
    • INTINC: Interest Income
    • PRO: Property Basis Unknown
    • PROACC: Property Accumulation
    • PROINC: Property Income
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info group1_gross_div Group 1 Gross Dividend
rate_info group1_net_div Group 1 Net Dividend
date_info declaration_date Date Dividend announced by Issuer
date_info periodend_date Period End Date
event_info marker Dividend Marker (See MARKER enum)
event_info frequency Dividend Frequency (See FREQ enum)
event_info tbaflag The company intends to pay a dividend but the details are yet to be announced. (See BOOLEAN enum)
event_info nil_dividend Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info div_rescind Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info div_postponed Indicating Postponement of Dividend Payment (See BOOLEAN enum)
event_info tax_rate
event_info group2_gross_div Gross up of Group 2 Net distribution. Group 2 is Non pari passu dividend.
event_info group2_net_div
event_info equalisation Amount attributable to net realised income that is included in the price of units created or units cancelled by the unit trust fund during the reporting period.
event_info franked_percentage Indicates the portion of the distribution that is franked expressed as a percentage.
event_info franked_value Indicates the portion of the distribution that is franked expressed as a value.
event_info un_fr_non_foreign_p_c_t Indicates the portion of the the non-foreign distribution that is unfranked expressed as a percentage.
event_info un_fr_non_foreign_value Indicates the portion of the non-foreign distribution that is unfranked expressed as a value.
event_info un_fr_foreign_p_c_t Indicates the portion of the the foreign distribution that is unfranked expressed as a percentage.
event_info un_fr_foreign_value Indicates the portion of the foreign distribution that is unfranked expressed as a value.

Div Reclassification (DIVRC)

  • Event level: Country
  • Event category: Tax Related
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info gross_dividend Gross Dividend
rate_info net_dividend Net Dividend
date_info declaration_date Date Dividend announce. by Issuer
date_info periodend_date Period End Date
date_info tax_yearend_date Tax Year End Date
event_info div_alloc_tax_year Dividend Allocable to Tax Year
event_info income_divs Income Dividends
event_info qual_income_divs Qualified Income Dividends
event_info short_term_cap_gains Short Term Capital Gains
event_info long_term_cap_gains Long Term Capital Gains
event_info total_cap_gains Total Capital Gains
event_info qual_short_term_cap_gains Qualified Short Term Capital Gains
event_info qual_long_term_cap_gains Qualified Long Term Capital Gains
event_info qual_total_cap_gains Qualified Total Capital Gains
event_info foreign_tax_paid Foreign Tax Paid
event_info qual_foreign_tax_paid Qualified Foreign Tax Paid
event_info section1202_gain Section 1202 Gain
event_info collectables_28_percent_gain Collectibles(28%) Gain
event_info cash_liq_dist Cash Liquidation Distribution
event_info noncash_liq_dist Noncash Liquidation Distribution
event_info exempt_interest_divs Exempt Interest Dividends
event_info percentage_of_amount Percentage of AMT
event_info return_of_capital For US. Portion of Dividend that is a Return of Capital distribution
event_info under1250_section For US. Portion of Dividend that is a 1250 section distribution
event_info section199a_inc_div Section 199A Income Dividend
event_info section199a_short_term_cap_gain Section 199A STCG
event_info section199a_foreign_tax_paid Section 199A Foreign Tax Paid
event_info nra_exempt_inc_div NRA Exempt Income Dividend

Demerger (DMRGR)

Separation of a portion of company A's operations/assets into Company B. Shareholders of Company A receive free shares of Company B. (AKA Spin-off)

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Values for event_subtype:
    • DMRGR: Spin-Off, currently only used in US events
Calendar Dates
  • primary_date (equal to ex_date)
  • effective_date
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
  • exp_completion_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price

DR Change (DRCHG)

Changes in the ratio or underlying security of the Depository Receipt.

  • Event level: Security
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_deposit_receipt_ratio Number of old DR's held in DR - UN Ratio
event_info new_deposit_receipt_ratio Number of new DR's held in DR - UN Ratio
event_info old_unit_ratio Number of old Underlying held in DR - UN Ratio
event_info new_unit_ratio Number of new Underlying held in DR - UN Ratio
event_info old_unit_security_id Internal Security ID for the Old Underlying Security (Join with the security_id field)
event_info new_unit_security_id Internal Security ID for the New Underlying Security (Join with the security_id field)
event_info old_depbank Old Depositary Bank
event_info new_depbank New Depositary Bank
event_info old_deposit_receipttype Old DR Security Type (See DRTYPE enum)
event_info new_deposit_receipttype New DR Security Type (See DRTYPE enum)
event_info old_level Old Level
event_info new_level New Level

Dividend Reinvestment Plan (DRIP)

  • Event level: Country
  • Event category: Distribution
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info drip_reinv_price Reinvestment Price
date_info declaration_date Date Dividend announced by Issuer
date_info periodend_date Period End Date
date_info drip_last_date Last Date to opt for DRIP
date_info drip_pay_date DRIP Payment Date
date_info crest_date Crest Settlement Date
event_info marker Dividend Marker (See MARKER enum)
event_info frequency Dividend Frequency (See FREQ enum)
event_info tbaflag The company intends to pay a dividend but the details are yet to be announced. (See BOOLEAN enum)
event_info nil_dividend Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info div_rescind Same as a Cancelled Dividend (See BOOLEAN enum)
event_info declared_currency Declared Currency Code - ISO 4217 (See CUREN enum)
event_info declared_gross_amount Declared Gross Amount
event_info stamp_duty Stamp Duty
event_info stamp_as_percent Stamp Duty as Percent
event_info com_fee Commission Fee
event_info com_as_percent Commission Fee as Percent
event_info div_postponed Indicating Postponement of Dividend Payment (See BOOLEAN enum)

Divestment (DVST)

One or more Shareholders of a company offering whole or part of its holding to the existing shareholders of company at a price.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • start_subscription_date
  • end_subscription_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
event_info trading_security_id Security ID of the security that may be created for trading purposes. (Join with the security_id field)
event_info trading_isin Trading ISIN if applicable/available

Entitlement (ENT)

Non-renounceable & non-tradable issue of shares. Is the right to purchase new shares at the specific price. The allotment of shares will usually be in the same company.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Voluntary
  • Values for event_subtype:
    • NRENRTS: Non Renounceable Rights
    • OPOFF: Open Offer
    • POFF: Priority Offer
    • SPP: Share Purchase Plan
Calendar Dates
  • primary_date (equal to ex_date)
  • primary_date (equal to end_subscription_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • start_subscription_date
  • end_subscription_date
Dynamic Fields
Parent
Field
Description
rate_info ent_issue_price Entitlement Issue Price
event_info over_subscription A flag to indicate if the shareholders have the option of oversubscribing for the issue. (See BOOLEAN enum)

Franking (FRANK)

  • Event level: Country
  • Event category: Tax Related
  • Event participation: Mandatory
  • Values for event_subtype:
    • F: Fully franked
    • N: Not known
    • P: Partially franked
    • U: Unfranked
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • to_date
  • registration_date
  • option_election_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info franked_div Franked Dividend Amount
rate_info unfranked_div Unfranked Dividend Amount
date_info declaration_date Date Dividend announced by Issuer
date_info periodend_date Period End Date
date_info foreign_ex_date Date USD Rate to Currency value was recorded
event_info marker Dividend Marker (See MARKER enum)
event_info frequency Dividend Frequency (See FREQ enum)
event_info tbaflag The company intends to pay a dividend but the details are yet to be announced. (See BOOLEAN enum)
event_info nil_dividend Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info div_rescind Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info declared_currency Declared Currency Code - ISO 4217 (See CUREN enum)
event_info declared_gross_amount Declared Gross Amount
event_info div_postponed Indicating Postponement of Dividend Payment (See BOOLEAN enum)
event_info conduit_foreign_income Conduit Foreign Income
event_info franking_credit Corporate Tax Rate for Franking Credit

Forward split (FSPLT)

A bonus, dividend, or subdivision event. Currently only used for US securities.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • DIV: Dividend
    • BON: Bonus
    • SD: Subdivision
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
event_info lapsed_premium If the underlying security has a Bonus issue and company decides ADR shares will not have bonus. The company will sell the share on behalf of ADR holders in the market and return the money to ADR holders. So there is no ratio.

Financial Transaction Tax (FTT)

As per EU directive, list of securities in each country on which FTT would be leviable.

  • Event level: Country
  • Event category: Tax Related
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to end_date)
  • start_date
  • end_date

Fin. Year Change (FYCHG)

Change in accounting year-end of the company

  • Event level: Issuer
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to notification_date)
  • notification_date
Dynamic Fields
Parent
Field
Description
date_info old_fin_year_start_date Old Financial Year Start Date
date_info old_fin_year_end_date Old Financial Year End Date
date_info new_fin_year_start_date New Financial Year Start Date
date_info new_fin_year_end_date New Financial Year End Date

Internat. Code Change (ICC)

A change in any of the international codes in the system. For a security the International codes will be common across countries.

  • Event level: Security
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_i_s_i_n Old Isin
event_info new_i_s_i_n New Isin
event_info old_us_code Old US code
event_info new_us_code New US code

Incorporation Change (INCHG)

Change in the Country of Incorporation of the Issuer.

  • Event level: Issuer
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to incorporation_change_date)
  • effective_date (equal to incorporation_change_date)
Dynamic Fields
Parent
Field
Description
event_info old_country Old ISO Country - ISO 3166-1 (See CNTRY enum)
event_info new_country New ISO Country - ISO 3166-1 (See CNTRY enum)

Issuer Name Change (ISCHG)

Change in the name of the Issuer.

  • Event level: Issuer
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to name_change_date)
  • effective_date (equal to name_change_date)
Dynamic Fields
Parent
Field
Description
event_info issuer_old_name Old Issuer Name
event_info issuer_new_name New Issuer Name
event_info legal_name Flagged if New Issuer Name is the legal name (See BOOLEAN enum)
event_info meeting_date_flag Meeting Date Flag (See BOOLEAN enum)

Local Code Change (LCC)

A change to the Localcode/Symbol/Ticker of the Security.

  • Event level: Listing
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_local_code Old Local Code
event_info new_local_code New Local Code

Liquidation (LIQ)

A process by which a bankrupt company is sold off as per the Liquidators' guidelines. The shareholders of the company may receive payment from the liquidation proceeds.

  • Event level: Issuer
  • Event category: Distribution
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to record_date)
  • record_date
  • payment_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
event_info liquidator Name of the agency appointed for liquidating the assets of the company.
event_info liq_add1 Address Line 1
event_info liq_add2 Address Line 2
event_info liq_add3 Address Line 3
event_info liq_add4 Address Line 4
event_info liq_add5 Address Line 5
event_info liq_add6 Address Line 6
event_info liq_city City
event_info liq_country Country code - ISO 3166-1 (See CNTRY enum)
event_info liq_tel Phone
event_info liq_fax Fax
event_info liq_email Email

List Status Change (LSTAT)

Change in the Listing Status of a security, namely Suspension, Delisting or Resumption of trading. All securities are assumed to be traded unless the listing status is changed.

  • Event level: Listing
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_lotsize Old Lot Size
event_info new_lotsize New Lot Size
event_info old_min_trading_qty Old Minimum Trading Quantity
event_info new_min_trading_qty New Minimum Trading Quantity

Mutual Fund Conv. (MFCON)

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_u_t_type Old Unit Trust Type (See UTTYP enum)
event_info new_u_t_type New Unit Trust Type (See UTTYP enum)

Market Seg Change (MKCHG)

Captures the movement of security from one segment to another within an Exchange.

  • Event level: Listing
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_market_segment_id Old Market Segment ID (See MKTSG enum)
event_info new_market_segment_id New Market Segment ID (See MKTSG enum)

Merger (MRGR)

Coming together of two or more companies to form a new company. Shareholders of all the old companies have to exchange their holding for shares of the new company. The original companies cease to exist.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
  • exp_completion_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
date_info appointed_date Appointed Date
event_info mrgr_status Progress of the Merger (See MRGRSTAT enum)

New Listing (NLIST)

A new listing is when a security lists on an exchange for the first time.

  • Event level: Listing
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date
  • effective_date

Odd Lot Offer (ODDLT)

Offer by the Issuer to the shareholder to change their odd lot holdings into round lots. It may entail sale of odd lot shares to the company or a Buy-in of balance amount by the shareholder.

  • Event level: Listing
  • Event category: Reorganisation
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to end_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • start_date
  • end_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
event_info buy_in_currency Buy in Currency Code - ISO 4217 (See CUREN enum)
event_info buy_in_price The price at which the Shareholder can opt to buy shares from the company to change his odd lot shareholding into round lot.
event_info buy_in_flag Indicates if a Buy-in is available. (See BOOLEAN enum)

Property Income Dividend (PID)

  • Event level: Country
  • Event category: Tax Related
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info pid Property Income Dividend Portion
rate_info non_pid Non Property Income Dividend Portion
date_info declaration_date Date Dividend Announced by Issuer
date_info periodend_date Period End Date
event_info marker Dividend Marker (See MARKER enum)
event_info frequency Dividend Frequency (See FREQ enum)
event_info tbaflag The company intends to pay a dividend but the details are yet to be announced. (See BOOLEAN enum)
event_info nil_dividend Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info div_rescind Real Dividend event but of zero payrate. (See BOOLEAN enum)
event_info declared_currency Declared Currency Code - ISO 4217 (See CUREN enum)
event_info declared_gross_amount Declared Gross Amount
event_info div_postponed Indicating Postponement of Dividend Payment. (See BOOLEAN enum)

Purchase Offer (PO)

Company A has managerial control of Company B. Company A decides to increase its stake in Company B by offering to buy shares from the shareholders of the Company B. Company B will continue to exist.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to close_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • open_date
  • close_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
event_info negotiated_price Price at which the purchasing company struck a deal for a large chunk of the free holding,
event_info sealed_bid True if Sealed Bid (See BOOLEAN enum)
event_info min_percent TOTAL Percentage of the shares outstanding that the purchaser will buy from the shareholders.
event_info max_percent TOTAL Percentage of the shares outstanding that the purchaser will buy from the shareholders.

Primary Exchange Chg (PRCHG)

Change in the Primary Exchange of a security.

  • Event level: Security
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_exchange Old Primary Exchange Code (See EXCHANGE enum)
event_info new_exchange New Primary Exchange Code (See EXCHANGE enum)

Preferential Offer (PRF)

Offer to the shareholders of Company A to buy securities of Company B on a preferential basis. This offer is a reserved portion of a public offer of Company B. Both companies are normally part of the same group.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to end_subscription_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • start_subscription_date
  • end_subscription_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
event_info offeree_issuer_id Offeree Issuer ID (Join with the issuer_id field)
event_info offeree_name Name of the issuer making the offer but the issuer is not available in the Corporate Actions dataset.

Par Value Redenomination (PVRD)

Write up or write down of Par Value where shares outstanding remains the same BUT the Equity Capital changes.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
rate_info par_value_old Old Par Value
rate_info par_value_new New Par Value

Return of Capital (RCAP)

The company decides to return a portion of the equity capital in form of cash. It is often a result of Capital Reduction.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • null: Blank
    • CAPRD: Capital Reduction
    • LIQ: Liquidation
    • RES: Reserves
    • SOA: Sale of Assets
    • SPA: Share Premium Account
    • null: Generic event, no subtype provided
Calendar Dates
  • primary_date (equal to payment_date)
  • effective_date
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • financial_year_end_date
Dynamic Fields
Parent
Field
Description
rate_info cash_back Cash Back

Record Date (RD)

Depository Receipt Record Date Event

  • Event level: Security
  • Event category: Other
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to record_date)
  • effective_date (equal to record_date)
  • record_date
  • to_date

Redemption (REDEM)

Details of individual redemption of a redeemable security eg. Preference Share, Bond. Also sometimes used to transmit Voluntary Offers.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory / Voluntary
  • Values for event_subtype:
    • AMT: Amortisation
    • BBED: Buyback Early Deadline
    • BBRD: Buyback Regular Deadline
    • CORR: Correction
    • CU: Clean Up
    • ER: Early Redemption
    • MWC: Make Whole Call
    • PF: Purchase Fund
    • RM: Residual Maturity
    • null: Generic event, no subtype provided
Calendar Dates
  • primary_date (equal to payment_date)
  • primary_date (equal to close_date)
  • effective_date
  • record_date
  • payment_date
  • to_date
  • registration_date
  • open_date
  • close_date
Dynamic Fields
Parent
Field
Description
rate_info redemption_price Redemption Price
rate_info redemption_premium Redemption Premium
event_info part_final Is the Redemption for this date Part or Final. Part Redemptions may be Mandatory. (See PARTFINAL enum)
event_info amount_redeemed The total value of all the bonds redeemed i.e. in Millions. Mutually exclusive from Redemption in %.
event_info redemption_percentage Redemption in %. To allow for Redemption of security which is only on % basis.
event_info pool_factor The outstanding principal balance divided by the original principal balance with the result expressed as a Float. Useful in calculating redemption and outstanding par value. Introduced to capture this figure whenever its available.
event_info price_as_percentage Flag to indicate that the Issue Price has been quoted only in percentages.
event_info tender_offeror Name of the Offeror if it is different from the Issuer.

Reverse split (RSPLT)

A consolidation event, currently only used for US securities.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Values for event_subtype:
    • CONSD: Consolidation
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info par_value_old Old Par Value
rate_info par_value_new New Par Value

Rights (RTS)

Rights Issue is an offer to existing shareholders to subscribe to further securities in proportion to their holding, at a fixed price, made by means of the issue of a renounceable letter which may be traded for a period before payment for securities is due. The allotment of shares will usually be in the same company.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Voluntary
  • Values for event_subtype:
    • null: Generic event, no subtype provided
    • DPRCPDIV: Depository Receipt Dividend
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • start_subscription_date
  • end_subscription_date
Dynamic Fields
Parent
Field
Description
rate_info issue_price Issue Price
date_info start_trade_date Start Trade Date
date_info end_trade_date End Trade Date
date_info split_date Split Date
event_info sub_exp_time Subscription expiry time
event_info sub_exp_time_zone Subscription expiry time zone
event_info over_subscription A flag to indicate if the shareholders have the option of oversubscribing for the issue. (See BOOLEAN enum)
event_info lapsed_premium If the shareholder does not subscribe to the rights issue the company would pay him this sum.
event_info ratio_old_dist Distribution of Rights - Number of old shares held in old - new ratio
event_info ratio_new_dist Distribution of Rights - Number of new Rights tradable shares received in old - new ratio
event_info ratio_old_exer Exercise of Rights - Number of Rights exercised in old - new ratio
event_info ratio_new_exer Exercise of Rights - Number of resultant securities received per Rights exercised in old - new ratio
event_info trading_security_id Security ID of the security that may be created for Trading purposes. (Join with the security_id field)
event_info trading_isin Trading ISIN if applicable/available
event_info pp_security_id Poison Pill Rights: This rights behave same as normal rights but they do not trade at all. This rights are normally announced by the company to avoid hostile takeover. (Join with the security_id field)
event_info pp_isin PP ISIN if applicable/available

Description Change (SCCHG)

Change in the Security Description.

  • Event level: Security
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info security_old_name Previous Name
event_info security_new_name New Name
event_info old_security_type Old Security Type Code (See SECTYPE enum)
event_info new_security_type New Security Type Code (See SECTYPE enum)
event_info old_reg_s144a Old RegS144A Value (See REGS144A enum)
event_info new_reg_s144a New RegS144A Value (See REGS144A enum)

Security Swap (SCSWP)

An exchange of securities of Company A with those of Company B. For example: Hong Kong companies changing to Bermudan companies prior to British handover to China.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info issue_price Issue Price

Subdivision (SD)

Reduction in the Face/Nominal Value of the security. Company's Equity Capital remains the same but the shares in issue increases. Opposite of Consolidation.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Values for event_subtype:
    • SD: Forward Split, currently only used in US events
Calendar Dates
  • primary_date (equal to ex_date)
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
Dynamic Fields
Parent
Field
Description
rate_info par_value_old Old Par Value
rate_info par_value_new New Par Value
event_info old_par_value_currency ISO Old Currency Code - ISO 4217 (See CUREN enum)
event_info new_par_value_currency ISO New Currency Code - ISO 4217 (See CUREN enum)

Sedol Change (SDCHG)

Change in the SEDOL code.

  • Event level: Country
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
event_info old_sedol Old Sedol Code
event_info new_sedol New Sedol Code
event_info old_country Old Country Code - ISO 3166-1 (See CNTRY enum)
event_info new_country New Country Code - ISO 3166-1 (See CNTRY enum)
event_info old_reg_country Old Country of Register - ISO 3166-1 (See CNTRY enum)
event_info new_reg_country New Country of Register - ISO 3166-1 (See CNTRY enum)
event_info old_trading_currency Old Trading Currency Code - ISO 4217 (See CUREN enum)
event_info new_trading_currency New Trading Currency Code - ISO 4217 (See CUREN enum)

Security Reclassif. (SECRC)

Company reclassifying Security A as Security B or exchanging one security for another. Hence, it happens within the company. For example: Bearer Shares to Registered Shares. This event is distinct from Security Swap.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date

SOS Change (SHOCH)

Changes in number of Shares Outstanding of a company.

  • Event level: Security
  • Event category: Static Reference
  • Event participation: Mandatory
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • effective_date
Dynamic Fields
Parent
Field
Description
date_info old_outstanding_date Effective Date for previous SOS change
date_info new_outstanding_date Effective Date for current SOS change
event_info old_shares_outstanding Old shares outstanding amount
event_info new_shares_outstanding New shares outstanding amount

Spin-off (SOFF)

A distribution or demerger event, currently only used for US securities.

  • Event level: Security
  • Event category: Distribution
  • Event participation: Mandatory
  • Values for event_subtype:
    • DIST: Distribution
    • DMRGR: Demerger
Calendar Dates
  • primary_date
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price

Takeover (TKOVR)

Company A takes over the managerial control of Company B. Both companies may continue to exist. A Takeover may result in Compulsory Acquisition if the country's trigger limit of minimum public shareholding is breached. Compulsory Acquisition turns the Takeover event from Voluntary to Mandatory.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Mandatory / Voluntary
  • Values for event_subtype:
    • MRGR: Merger
    • TEND: Tender Offer
    • TENDMRGR: Tender resulting in Merger
    • TKOVRMINI: Mini-Takeover
    • UKWNSUBTYP: Insufficient data to assign a TKOVR event subtype
Calendar Dates
  • primary_date (equal to effective_date)
  • primary_date (equal to close_date)
  • effective_date
  • ex_date
  • record_date
  • payment_date
  • duebills_redemption_date
  • to_date
  • registration_date
  • open_date
  • close_date
  • option_election_date
  • withdrawal_rights_from_date
  • withdrawal_rights_to_date
  • exp_completion_date
Dynamic Fields
Parent
Field
Description
rate_info min_price Minimum Price
rate_info max_price Maximum Price
date_info unconditional_date Unconditional Date
date_info compulsory_acq_date Compulsory Acquisition Date
event_info pre_offer_qty Number of shares held by the Offeror prior to making the Takeover offer.
event_info pre_offer_percentage Percentage of the Company's shares outstanding that the Offeror held prior to making the Takeover offer
event_info target_qty Total Quantity of shares targeted for the Takeover by the Offeror.
event_info target_percentage Percentage of the Company's shares outstanding targeted by the Offeror.
event_info offeror_issuer_id Internal issuer_id of the Offeror (Join with the issuer_id field)
event_info offeror_name Name of the issuer making the offer but the issuer is not available in the Corporate Actions dataset.
event_info hostile (T)rue if Hostile Takeover (See BOOLEAN enum)
event_info event_status Takeover Status Code (See TKOVRSTAT enum)

Exercise of Warrants (WAREX)

A Warrant normally has tenure, and this tenure could result in redemption or expire: this event describes the exercise terms.

  • Event level: Security
  • Event category: Reorganisation
  • Event participation: Voluntary
  • Does not use event_subtype
Calendar Dates
  • primary_date (equal to to_date)
  • effective_date (equal to from_date)
  • from_date
  • to_date
Dynamic Fields
Parent
Field
Description
rate_info strike_price Strike Price
rate_info price_per_share Price Per Share
Python C++ Rust HTTP/Raw